Filing Details

Accession Number:
0001127602-14-024820
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-05 17:56:12
Reporting Period:
2014-08-05
Filing Date:
2014-08-05
Accepted Time:
2014-08-05 17:56:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247952 R Claiborne Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-07-11 1,600 $0.00 6,957 No 5 G Indirect By Trust (Daughter)
Class A Common Stock Acquisiton 2014-07-11 3,200 $0.00 10,157 No 5 G Indirect By Trust (Daughter)
Class A Common Stock Disposition 2014-08-05 1,188 $50.44 5,660 No 4 S Indirect By Trust (Son)
Class A Common Stock Disposition 2014-08-05 41 $50.20 5,619 No 4 S Indirect By Trust (Son)
Class A Common Stock Disposition 2014-08-05 21 $50.20 5,598 No 4 S Indirect By Trust (Son)
Class A Common Stock Disposition 2014-08-05 100 $50.52 5,498 No 4 S Indirect By Trust (Son)
Class A Common Stock Disposition 2014-08-05 100 $50.46 5,398 No 4 S Indirect By Trust (Son)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Trust (Daughter)
No 5 G Indirect By Trust (Daughter)
No 4 S Indirect By Trust (Son)
No 4 S Indirect By Trust (Son)
No 4 S Indirect By Trust (Son)
No 4 S Indirect By Trust (Son)
No 4 S Indirect By Trust (Son)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,116 Indirect By Assoc II/Spouse
Class A Common Stock 2,533 Indirect By Spouse/Trust
Class A Common Stock 6 Indirect By GP
Class A Common Stock 39,461 Indirect By Assoc II
Class A Common Stock 22,385 Indirect By RA4
Class A Common Stock 1,975 Indirect By RMI (Delaware)
Class A Common Stock 26,494 Indirect By Trust
Class A Common Stock 10,141 Indirect By Assoc II/Son
Class A Common Stock 13,141 Indirect By Assoc II/Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 50,000 50,000 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 19 19 Indirect
Class A Common Stock Class B Common Stock $0.00 62,670 62,670 Indirect
Class A Common Stock Class B Common Stock $0.00 20,312 20,312 Indirect
Class A Common Stock Class B Common Stock $0.00 97,312 97,312 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
50,000 50,000 Indirect
5,143 5,143 Indirect
5,143 5,143 Indirect
5,143 5,143 Indirect
19 19 Indirect
62,670 62,670 Indirect
20,312 20,312 Indirect
97,312 97,312 Indirect
Footnotes
  1. N/A
  2. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
  3. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  4. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  5. GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
  6. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
  7. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
  8. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
  9. Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
  10. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  11. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.---------