Filing Details
- Accession Number:
- 0001181431-11-002296
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-01-06 20:50:23
- Reporting Period:
- 2010-08-30
- Filing Date:
- 2011-01-06
- Accepted Time:
- 2011-01-06 20:50:23
- Original Submission Date:
- 2010-08-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254729 | R Richard Donohue | 102 South Clinton Street Iowa City IA 52240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-30 | 3,000 | $13.35 | 8,772 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,018 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $10.28 | 2011-04-26 | 1,044 | 1,044 | Direct | |
| Common Stock | Stock Option | $14.59 | 2012-04-30 | 1,151 | 1,151 | Direct | |
| Common Stock | Stock Option | $16.85 | 2013-04-30 | 1,375 | 1,375 | Direct | |
| Common Stock | Stock Option | $19.50 | 2014-04-30 | 1,310 | 1,310 | Direct | |
| Common Stock | Stock Option | $18.49 | 2015-04-29 | 1,147 | 1,147 | Direct | |
| Common Stock | Stock Option | $20.08 | 2016-04-28 | 950 | 950 | Direct | |
| Common Stock | Stock Option | $18.06 | 2017-04-26 | 950 | 950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-26 | 1,044 | 1,044 | Direct |
| 2012-04-30 | 1,151 | 1,151 | Direct |
| 2013-04-30 | 1,375 | 1,375 | Direct |
| 2014-04-30 | 1,310 | 1,310 | Direct |
| 2015-04-29 | 1,147 | 1,147 | Direct |
| 2016-04-28 | 950 | 950 | Direct |
| 2017-04-26 | 950 | 950 | Direct |
Footnotes
- Fully Vested.
Billionaire Hedge Funds
