Filing Details

Accession Number:
0001127602-14-024802
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-05 17:00:55
Reporting Period:
2014-08-05
Filing Date:
2014-08-05
Accepted Time:
2014-08-05 17:00:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247952 R Claiborne Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-07-11 4,800 $0.00 10,242 No 5 G Indirect Co-Trustee for the benefit of Reporting Person's child
Class A Common Stock Disposition 2014-08-05 300 $76.60 3,369 No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock Disposition 2014-08-05 706 $76.53 2,663 No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock Disposition 2014-08-05 1,800 $76.64 863 No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock Disposition 2014-08-05 94 $76.68 769 No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Co-Trustee for the benefit of Reporting Person's child
No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
No 4 S Indirect Trustee of trust for the benefit of Reporting Person's child
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2014-07-11 4,800 $0.00 4,800 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,072 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 35,857 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 2,116 Indirect spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock 2,283 Indirect Held in trust fbo Reporting Person's spouse.
Class A Common Stock 3,688 Indirect Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
Class A Common Stock 3,688 Indirect Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr.
Class A Common Stock 3,688 Indirect Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers
Class A Common Stock 25 Indirect Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock 0 Direct
Class A Common Stock 10,141 Indirect Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock 14,567 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 39,461 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 85,055 Indirect proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 1,975 Indirect proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock 125,676 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock 13,141 Indirect Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 64,143 64,143 Indirect
Class A Common Stock Class B Common Stock $0.00 2,116 2,116 Indirect
Class A Common Stock Class B Common Stock $0.00 2,783 2,783 Indirect
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 10,141 10,141 Indirect
Class A Common Stock Class B Common Stock $0.00 10,027 10,027 Indirect
Class A Common Stock Class B Common Stock $0.00 26,057 26,057 Indirect
Class A Common Stock Class B Common Stock $0.00 39,461 39,461 Indirect
Class A Common Stock Class B Common Stock $0.00 85,055 85,055 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 123,760 123,760 Indirect
Class A Common Stock Class B Common Stock $0.00 13,141 13,141 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
64,143 64,143 Indirect
2,116 2,116 Indirect
2,783 2,783 Indirect
6,598 6,598 Indirect
6,598 6,598 Indirect
6,598 6,598 Indirect
25 25 Indirect
10,141 10,141 Indirect
10,027 10,027 Indirect
26,057 26,057 Indirect
39,461 39,461 Indirect
85,055 85,055 Indirect
1,975 1,975 Indirect
123,760 123,760 Indirect
13,141 13,141 Indirect
Footnotes
  1. Transferred pursuant to the terms of the trust
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
  4. N/A
  5. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.