Filing Details
- Accession Number:
- 0001127602-14-024802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-05 17:00:55
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-05
- Accepted Time:
- 2014-08-05 17:00:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-07-11 | 4,800 | $0.00 | 10,242 | No | 5 | G | Indirect | Co-Trustee for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-08-05 | 300 | $76.60 | 3,369 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-08-05 | 706 | $76.53 | 2,663 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-08-05 | 1,800 | $76.64 | 863 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-08-05 | 94 | $76.68 | 769 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Co-Trustee for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2014-07-11 | 4,800 | $0.00 | 4,800 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,072 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 35,857 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 2,116 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP |
Class A Common Stock | 2,283 | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers |
Class A Common Stock | 25 | Indirect | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner |
Class A Common Stock | 0 | Direct | |
Class A Common Stock | 10,141 | Indirect | Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee |
Class A Common Stock | 14,567 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 39,461 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 85,055 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 125,676 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Class A Common Stock | 13,141 | Indirect | Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 64,143 | 64,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,116 | 2,116 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,783 | 2,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 10,141 | 10,141 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 10,027 | 10,027 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 26,057 | 26,057 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 39,461 | 39,461 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 85,055 | 85,055 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,760 | 123,760 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 13,141 | 13,141 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
64,143 | 64,143 | Indirect | |
2,116 | 2,116 | Indirect | |
2,783 | 2,783 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
25 | 25 | Indirect | |
10,141 | 10,141 | Indirect | |
10,027 | 10,027 | Indirect | |
26,057 | 26,057 | Indirect | |
39,461 | 39,461 | Indirect | |
85,055 | 85,055 | Indirect | |
1,975 | 1,975 | Indirect | |
123,760 | 123,760 | Indirect | |
13,141 | 13,141 | Indirect |
Footnotes
- Transferred pursuant to the terms of the trust
- Reporting Person disclaims beneficial ownership of all such shares.
- child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
- N/A
- proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.