Filing Details

Accession Number:
0001112679-11-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-06 20:31:20
Reporting Period:
2011-01-06
Filing Date:
2011-01-06
Accepted Time:
2011-01-06 20:31:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-06 1,250 $15.73 33,500 No 4 M Direct
Common Stock Disposition 2011-01-06 1,250 $64.55 32,250 No 4 S Direct
Common Stock Acquisiton 2011-01-06 8,333 $13.53 40,583 No 4 M Direct
Common Stock Disposition 2011-01-06 8,333 $64.55 32,250 No 4 S Direct
Common Stock Acquisiton 2011-01-06 20,000 $30.00 52,250 No 4 M Direct
Common Stock Disposition 2011-01-06 20,000 $64.55 32,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-06 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-06 8,333 $0.00 8,333 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-06 20,000 $0.00 20,000 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,500 2016-03-01 No 4 M Direct
41,670 2013-06-01 No 4 M Direct
40,000 2016-09-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,075 Indirect Budge Family Trust
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $64.55; breakdown of shares sold and per share sale prices are as follows: 300 at $63.93; 200 at $63.95; 100 at $63.98; 100 at $64.00; 100 at $64.02; 100 at $64.03; 100 at $64.04; 200 at $64.08; 700 at $64.10; 100 at $64.11; 700 at $64.12; 800 at $64.13; 200 at $64.14; 500 at $64.15; 100 at $64.16; 200 at $64.18; 300 at $64.19; 471 at $64.20; 229 at $64.21; 200 at $64.22; 200 at $64.24; 700 at $64.25; 100 at $64.26; 285 at $64.27; 393 at $64.28; 922 at $64.29; 715 at $64.30; 800 at $64.31; 200 at $64.32; 700 at $64.34; 500 at $64.35; 300 at $64.36; 500 at $64.37; 400 at $64.39; 585 at $64.40; 650 at $64.41; 600 at $64.42; 200 at $64.43; 200 at $64.44; 150 at $64.45; 400 at $64.53; 505 at $64.57; 795 at $64.58; 900 at $64.59; 2,170 at $64.60; 1,230 at $64.61; 400 at $64.62; 100 at $64.63; 228 at $64.64; 355 at $64.66; 500 at $64.69; 600 at $64.71; additional shares sold continued on Footnote (3).
  3. Shares sold on the open market are reported as an average sell price per share of $64.55 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $64.74; 100 at $64.75; 100 at $64.78; 200 at $64.80; 100 at $64.81; 200 at $64.85; 400 at $64.86; 500 at $64.87; 300 at $64.88; 200 at $64.90; 100 at $64.94; 100 at $64.95; 200 at $64.98; 100 at $64.99; 100 at $65.00; 100 at $65.02; 100 at $65.03; 500 at $65.04; 300 at $65.07; 100 at $65.10; 300 at $65.11; 100 at $65.14; 124 at $65.35; 100 at $65.42; 76 at $65.43; 600 at $65.50 and 1,400 at $65.59.
  4. Mr. Budge and his wife are co-trustees of the Budge Family Trust.
  5. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  7. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.