Filing Details
- Accession Number:
- 0001112679-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-06 20:31:20
- Reporting Period:
- 2011-01-06
- Filing Date:
- 2011-01-06
- Accepted Time:
- 2011-01-06 20:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-06 | 1,250 | $15.73 | 33,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-06 | 1,250 | $64.55 | 32,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-06 | 8,333 | $13.53 | 40,583 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-06 | 8,333 | $64.55 | 32,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-06 | 20,000 | $30.00 | 52,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-06 | 20,000 | $64.55 | 32,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-06 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-06 | 8,333 | $0.00 | 8,333 | $13.53 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-06 | 20,000 | $0.00 | 20,000 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,500 | 2016-03-01 | No | 4 | M | Direct | |
41,670 | 2013-06-01 | No | 4 | M | Direct | |
40,000 | 2016-09-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,075 | Indirect | Budge Family Trust |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $64.55; breakdown of shares sold and per share sale prices are as follows: 300 at $63.93; 200 at $63.95; 100 at $63.98; 100 at $64.00; 100 at $64.02; 100 at $64.03; 100 at $64.04; 200 at $64.08; 700 at $64.10; 100 at $64.11; 700 at $64.12; 800 at $64.13; 200 at $64.14; 500 at $64.15; 100 at $64.16; 200 at $64.18; 300 at $64.19; 471 at $64.20; 229 at $64.21; 200 at $64.22; 200 at $64.24; 700 at $64.25; 100 at $64.26; 285 at $64.27; 393 at $64.28; 922 at $64.29; 715 at $64.30; 800 at $64.31; 200 at $64.32; 700 at $64.34; 500 at $64.35; 300 at $64.36; 500 at $64.37; 400 at $64.39; 585 at $64.40; 650 at $64.41; 600 at $64.42; 200 at $64.43; 200 at $64.44; 150 at $64.45; 400 at $64.53; 505 at $64.57; 795 at $64.58; 900 at $64.59; 2,170 at $64.60; 1,230 at $64.61; 400 at $64.62; 100 at $64.63; 228 at $64.64; 355 at $64.66; 500 at $64.69; 600 at $64.71; additional shares sold continued on Footnote (3).
- Shares sold on the open market are reported as an average sell price per share of $64.55 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $64.74; 100 at $64.75; 100 at $64.78; 200 at $64.80; 100 at $64.81; 200 at $64.85; 400 at $64.86; 500 at $64.87; 300 at $64.88; 200 at $64.90; 100 at $64.94; 100 at $64.95; 200 at $64.98; 100 at $64.99; 100 at $65.00; 100 at $65.02; 100 at $65.03; 500 at $65.04; 300 at $65.07; 100 at $65.10; 300 at $65.11; 100 at $65.14; 124 at $65.35; 100 at $65.42; 76 at $65.43; 600 at $65.50 and 1,400 at $65.59.
- Mr. Budge and his wife are co-trustees of the Budge Family Trust.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.