Filing Details
- Accession Number:
- 0001127602-14-024775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-05 15:17:36
- Reporting Period:
- 2014-07-30
- Filing Date:
- 2014-08-05
- Accepted Time:
- 2014-08-05 15:17:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182296 | M Kathleen Kelly | C/O Avx Corporation 1 Avx Boulevard Fountain Inn SC 29644 | Vp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-30 | 277 | $10.90 | 2,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 2,311 | $11.25 | 4,882 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 1,439 | $11.25 | 6,321 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 4,723 | $10.90 | 11,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-30 | 4,723 | $13.61 | 6,321 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-30 | 1,439 | $13.61 | 4,882 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-30 | 277 | $13.61 | 4,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-30 | 2,311 | $13.61 | 2,294 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 8,000 | $9.60 | 10,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-30 | 8,000 | $13.66 | 2,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-07-30 | 277 | $0.00 | 277 | $10.90 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-07-30 | 2,311 | $0.00 | 2,311 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-07-30 | 1,439 | $0.00 | 1,439 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-07-30 | 4,723 | $0.00 | 4,723 | $10.90 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-07-30 | 8,000 | $0.00 | 8,000 | $9.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
| 0 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 11,250 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 5,000 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
| 0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |
Billionaire Hedge Funds
