Filing Details
- Accession Number:
- 0001209191-14-050491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-05 12:42:14
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-05
- Accepted Time:
- 2014-08-05 12:42:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365252 | Jack Engelkes | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-01 | 200 | $29.37 | 200 | No | 4 | P | Indirect | Held in wife's IRA |
| Common Stock | Acquisiton | 2014-08-01 | 5,000 | $29.33 | 95,988 | No | 4 | P | Indirect | Owned solely by wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in wife's IRA |
| No | 4 | P | Indirect | Owned solely by wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,360 | Indirect | Custodian for daughters |
| Common Stock | 2,075 | Indirect | Held in Simple IRA |
| Common Stock - Restricted | 1,333 | Direct | |
| Common Stock | 55,920 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $4.92 | 1,425 | 1,425 | Direct | ||
| Common Stock | Stock Option | $4.21 | 712 | 712 | Direct | ||
| Common Stock | Stock Option | $5.33 | 2,851 | 2,851 | Direct | ||
| Common Stock | Stock Option | $8.60 | 2018-01-09 | 2,376 | 2,376 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,425 | 1,425 | Direct | |
| 712 | 712 | Direct | |
| 2,851 | 2,851 | Direct | |
| 2018-01-09 | 2,376 | 2,376 | Direct |
Footnotes
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
- The option is exercisable in three equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- The option is exercisable in four equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- Includes 163.683 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 7.045 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 9.474 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
- Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- The reporting person had 1,333 shares vest since the last filing.
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