Filing Details

Accession Number:
0001209191-14-050474
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-05 12:07:14
Reporting Period:
2014-08-01
Filing Date:
2014-08-05
Accepted Time:
2014-08-05 12:07:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road, Suite 100
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-01 482 $1.25 25,206 No 4 M Direct
Common Stock Disposition 2014-08-01 482 $20.18 24,724 No 4 S Direct
Common Stock Acquisiton 2014-08-01 284 $1.43 25,008 No 4 M Direct
Common Stock Disposition 2014-08-01 284 $20.18 24,724 No 4 S Direct
Common Stock Acquisiton 2014-08-01 534 $10.20 25,258 No 4 M Direct
Common Stock Disposition 2014-08-01 534 $20.18 24,724 No 4 S Direct
Common Stock Acquisiton 2014-08-01 625 $4.30 25,349 No 4 M Direct
Common Stock Disposition 2014-08-01 625 $20.18 24,724 No 4 S Direct
Common Stock Acquisiton 2014-08-01 366 $11.30 25,090 No 4 M Direct
Common Stock Disposition 2014-08-01 366 $20.18 24,724 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to B uy) Disposition 2014-08-01 482 $0.00 482 $1.25
Common Stock Stock Option (Right to B uy) Disposition 2014-08-01 284 $0.00 284 $1.43
Common Stock Stock Option (Right to B uy) Disposition 2014-08-01 534 $0.00 534 $10.20
Common Stock Stock Option (Right to B uy) Disposition 2014-08-01 625 $0.00 625 $4.30
Common Stock Stock Option (Right to B uy) Disposition 2014-08-01 366 $0.00 366 $11.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-07-26 No 4 M Direct
1,135 2020-11-29 No 4 M Direct
6,399 2021-07-26 No 4 M Direct
17,500 2022-11-14 No 4 M Direct
6,944 2022-02-16 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2013 and amended on November 26, 2013.
  2. 25% of the granted 23,160 shares underlying this option became exercisable on 7/27/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  3. 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  4. 25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  5. 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  6. One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.