Filing Details
- Accession Number:
- 0001571049-14-003616
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-04 19:42:49
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-04
- Accepted Time:
- 2014-08-04 19:42:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069899 | Phibro Animal Health Corp | (PAHC) | Grain Mill Products (2040) | 131840497 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241560 | Jack Bendheim | 300 Frank W. Burr Blvd., Ste 21 Teaneck NJ 07666-6712 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2014-08-01 | 386,750 | $11.83 | 21,735,350 | No | 4 | X | Indirect | See footnote |
Class B Common Stock | Disposition | 2014-08-01 | 223,075 | $20.51 | 21,512,275 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Warrant to purchase Class B Common Stock | Disposition | 2014-08-01 | 386,750 | $0.00 | 386,750 | $11.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-01-29 | 2014-08-01 | No | 4 | X | Indirect |
Footnotes
- Pursuant to the Common Stock Purchase Warrant held by BFI Co., LLC, the warrant to purchase 386,750 shares of Class B Common Stock is automatically exercised on August 1, 2014, at an exercise price of $11.83 per share of Class B Common Stock. BFI Co., LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 223,075 shares of Class B Common Stock to pay the exercise price and issuing to the reporting person the remaining 163,675 shares of Class B Common Stock. The issuer also paid $15.75 in lieu of a fractional share.
- The Class B Common Stock and warrant to purchase Class B Common Stock are held by BFI Co., LLC. Mr. Bendheim, a reporting person, director and officer of the Issuer, exercises voting and dispositive power over BFI Co., LLC and may be deemed to have shared voting and investment power over the shares and warrant held by BFI Co., LLC. Mr. Bendheim disclaims beneficial ownership of these shares and warrant except to the extent of his pecuniary interest therein.