Filing Details

Accession Number:
0001209191-14-050373
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-04 18:15:07
Reporting Period:
2014-07-31
Filing Date:
2014-08-04
Accepted Time:
2014-08-04 18:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458693 A Matthew Drapkin 500 Crescent Court, Suite 230
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-31 32,556 $6.32 1,405,036 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-07-31 40,290 $6.33 1,445,326 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-08-01 300,000 $6.34 1,745,326 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-08-01 18,438 $6.30 1,763,764 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-08-04 95,644 $6.37 1,859,408 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. Represents common stock ("Common Stock"), par value $0.001 per share, of Intevac, Inc. (the "Issuer").
  2. Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,358,378 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (223,243 shares) and Common Stock directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (277,787 shares). (continued in Footnote 3).
  3. Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Drapkin is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P, and the investment manager of the Managed Account. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
  4. Purchased pursuant to a 10b5-1 plan.