Filing Details
- Accession Number:
- 0001019687-14-002953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-04 17:04:29
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-04
- Accepted Time:
- 2014-08-04 17:04:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587462 | (Fred) Hung-Lun Chang | C/O Applied Optoelectronics, Inc. 13115 Jess Pirtle Blvd. Sugar Land TX 77478 | *** See Remarks Below | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.15 | 5,532 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.15 | 5,432 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.15 | 5,332 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.15 | 5,232 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.04 | 5,132 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.04 | 5,032 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.04 | 4,932 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 200 | $17.91 | 4,732 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $17.85 | 4,632 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $17.85 | 4,532 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $17.85 | 4,432 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.10 | 4,332 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.10 | 4,232 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 26 | $18.04 | 4,206 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.04 | 4,106 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 400 | $18.00 | 3,706 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.00 | 3,606 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.15 | 3,506 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2014-08-01 | 100 | $18.04 | 3,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Footnotes
- Sales were effected pursuant to Rule 10b5-1 trading plan dated May 13, 2014.
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