Filing Details
- Accession Number:
- 0001209191-14-050215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-04 16:16:42
- Reporting Period:
- 2014-07-31
- Filing Date:
- 2014-08-04
- Accepted Time:
- 2014-08-04 16:16:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614726 | P David Melito | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-31 | 26,481 | $0.00 | 26,481 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-07-31 | 5,000 | $23.00 | 31,481 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-07-31 | 40,175 | $0.00 | 40,175 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,175 | 2018-07-31 | 2024-07-31 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units that will vest in full on July 31, 2018. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
- Represents shares purchased pursuant to Synchrony Financial's Directed Share Program in connection with its initial public offering.
- The option will vest in full on July 31, 2018.