Filing Details
- Accession Number:
- 0001209191-14-050213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-04 16:16:15
- Reporting Period:
- 2014-07-31
- Filing Date:
- 2014-08-04
- Accepted Time:
- 2014-08-04 16:16:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614727 | M Thomas Quindlen | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-31 | 114,892 | $0.00 | 114,892 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-07-31 | 1,000 | $23.00 | 115,892 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-07-31 | 174,307 | $0.00 | 174,307 | $23.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 174,307 | 2018-07-31 | 2024-07-31 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units that will vest in full on July 31, 2018. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
- Represents shares purchased pursuant to Synchrony Financial's Directed Share Program in connection with its initial public offering.
- The option will vest in full on July 31, 2018.
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