Filing Details

Accession Number:
0001575606-14-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-04 14:55:36
Reporting Period:
2014-08-01
Filing Date:
2014-08-04
Accepted Time:
2014-08-04 14:55:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575606 B. Richard Seidel One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-01 2,500 $9.91 23,905 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By spouse
Common Stock 2,500 Indirect By spouse
Footnotes
  1. The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $9.8379 to $9.9940, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The Reporting Person disclaims beneficial ownership of these securities, which are owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.