Filing Details
- Accession Number:
- 0001209191-14-050021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-01 21:01:07
- Reporting Period:
- 2014-07-30
- Filing Date:
- 2014-08-01
- Accepted Time:
- 2014-08-01 20:01:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216859 | R Alan Yuspeh | One Park Plaza Nashville TN 37203 | Svp & Chief Ethics Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-30 | 17,047 | $2.83 | 41,327 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 73,507 | $5.31 | 114,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 63,006 | $11.32 | 177,840 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-30 | 153,560 | $65.78 | 24,280 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 5,527 | $0.00 | 5,527 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 3,576 | $0.00 | 3,576 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 1,243 | $0.00 | 1,243 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 1,031 | $0.00 | 1,031 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 4,374 | $0.00 | 4,374 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 486 | $0.00 | 486 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 810 | $0.00 | 810 | $2.83 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 52,505 | $0.00 | 52,505 | $5.31 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 21,002 | $0.00 | 21,002 | $5.31 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 31,503 | $0.00 | 31,503 | $11.32 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-30 | 31,503 | $0.00 | 31,503 | $11.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-27 | No | 4 | M | Direct | |
| 0 | 2015-01-27 | No | 4 | M | Direct | |
| 0 | 2015-01-27 | No | 4 | M | Direct | |
| 0 | 2016-01-26 | No | 4 | M | Direct | |
| 0 | 2016-01-26 | No | 4 | M | Direct | |
| 0 | 2016-01-26 | No | 4 | M | Direct | |
| 0 | 2016-01-26 | No | 4 | M | Direct | |
| 0 | 2017-01-30 | No | 4 | M | Direct | |
| 0 | 2017-01-30 | No | 4 | M | Direct | |
| 0 | 2017-01-30 | No | 4 | M | Direct | |
| 0 | 2017-01-30 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.38 to $66.30, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.
- Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- On January 30, 2007, the reporting person was granted an option to purchase 52,505 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
- The option vested in equal increments at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets.
- The option vested in three equal annual installments beginning on January 30, 2008.
Billionaire Hedge Funds
