Filing Details
- Accession Number:
- 0001127602-14-024444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-01 16:28:33
- Reporting Period:
- 2014-07-31
- Filing Date:
- 2014-08-01
- Accepted Time:
- 2014-08-01 16:28:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594473 | Scott Mcdonald | 1166 Avenue Of The Americas New York NY 10036 | Ceo Of Oliver Wyman Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-31 | 9,000 | $0.00 | 22,248 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-31 | 3,500 | $0.00 | 25,748 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-31 | 1,576 | $0.00 | 27,324 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-31 | 14,076 | $51.47 | 13,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-07-31 | 9,000 | $0.00 | 9,000 | $30.51 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-07-31 | 3,500 | $0.00 | 3,500 | $30.22 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-07-31 | 1,576 | $0.00 | 1,576 | $29.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-15 | No | 4 | M | Direct | |
| 0 | 2016-03-14 | No | 4 | M | Direct | |
| 0 | 2017-02-11 | No | 4 | M | Direct |
Footnotes
- Includes dividend reinvestment shares acquired on May 15, 2014.
- These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options became exercisable on February 14, 2013, when the closing price ofMarsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
- These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options became exercisable on December 4, 2012, when the closing price ofMarsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
- These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options became exercisable on October 13, 2012, when the closing price ofMarsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
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