Filing Details
- Accession Number:
- 0000919574-14-004208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-01 15:35:24
- Reporting Period:
- 2014-07-18
- Filing Date:
- 2014-08-01
- Accepted Time:
- 2014-08-01 15:35:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328785 | Rima Senvest Management, L.l.c. | 540 Madison Avenue 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1536894 | R Richard Mashaal | C/O Rima Senvest Management, L.l.c. 540 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.00001 Par Value | Acquisiton | 2014-07-18 | 286 | $6.58 | 457,783 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.00001 Par Value | Acquisiton | 2014-07-18 | 784 | $6.58 | 458,567 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.00001 Par Value | Acquisiton | 2014-07-22 | 316 | $6.88 | 458,883 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.00001 Par Value | Acquisiton | 2014-07-22 | 849 | $6.88 | 459,732 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which RIMA Senvest Management, L.L.C. ("RIMA") serves as investment manager or general partner. Richard Mashaal is the managing member of RIMA. RIMA and Mr. Mashaal may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of RIMA's position as investment manager or general partner of the Investment Vehicles and Mr. Mashaal's status as the managing member of RIMA.