Filing Details
- Accession Number:
- 0001140361-14-030358
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-01 11:42:48
- Reporting Period:
- 2014-07-08
- Filing Date:
- 2014-08-01
- Accepted Time:
- 2014-08-01 11:42:48
- Original Submission Date:
- 2014-07-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312833 | David Karp | 3780 Bayridge Avenue Vancouver A1 V7V 3J2 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-07-08 | 362 | $1.25 | 172,615 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 172,253 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock Options | $2.15 | 2006-03-07 | 2016-09-07 | 240,000 | 240,000 | Direct |
Common | Stock Options | $1.75 | 2012-06-14 | 2016-12-14 | 150,000 | 390,000 | Direct |
Common | Stock Options | $1.31 | 2014-06-12 | 2018-12-12 | 200,000 | 590,000 | Direct |
Common | Deferred Share Units | $0.00 | 2009-12-14 | 80,645 | 80,645 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-06-18 | 50,000 | 130,645 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-03-10 | 22,026 | 152,671 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-07-25 | 54,054 | 206,725 | Direct | |
Common | Deferred Share Units | $0.00 | 2012-07-19 | 17,108 | 223,833 | Direct | |
Common | Deferred Share Units | $0.00 | 2013-07-25 | 25,139 | 248,972 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-09-07 | 240,000 | 240,000 | Direct |
2016-12-14 | 150,000 | 390,000 | Direct |
2018-12-12 | 200,000 | 590,000 | Direct |
80,645 | 80,645 | Direct | |
50,000 | 130,645 | Direct | |
22,026 | 152,671 | Direct | |
54,054 | 206,725 | Direct | |
17,108 | 223,833 | Direct | |
25,139 | 248,972 | Direct |
Footnotes
- Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
- These shares were purchased through an Employee Share Purchase Plan.
- Canadian dollars.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
- The deferred share units vest one third over three years beginning on the first anniversary of the grant date.
- The Options vest as to 12.5% starting on June 12, 2014; then 1/42 of the remaining 87.5% of the Options vest every month until the Options are fully vested.