Filing Details

Accession Number:
0001140361-14-030345
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-08-01 10:45:27
Reporting Period:
2014-07-08
Filing Date:
2014-08-01
Accepted Time:
2014-08-01 10:45:27
Original Submission Date:
2014-07-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1236997 Counterpath Corp CPAH Services-Prepackaged Software (7372) 200004161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361852 Donovan Jones 2266 - 138A Street
White Rock A1 V4A 9V5
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-07-08 2,170 $1.25 344,450 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 342,280 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock options $1.75 2012-06-14 2016-12-14 250,000 250,000 Direct
Common Stock Options $1.31 2014-06-12 2018-12-12 400,000 650,000 Direct
Common Deferred Share Units $0.00 2009-12-14 161,290 161,290 Direct
Common Deferred Share Units $0.00 2010-06-18 100,000 261,290 Direct
Common Deferred Share Units $0.00 2010-09-27 500,000 761,290 Direct
Common Deferred Share Units $0.00 2011-07-25 54,054 815,344 Direct
Common Deferred Share Units $0.00 2012-07-19 34,216 849,560 Direct
Common Deferred Share Units $0.00 2013-07-25 50,278 899,838 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-14 250,000 250,000 Direct
2018-12-12 400,000 650,000 Direct
161,290 161,290 Direct
100,000 261,290 Direct
500,000 761,290 Direct
54,054 815,344 Direct
34,216 849,560 Direct
50,278 899,838 Direct
Footnotes
  1. These shares were purchased through an Employee Share Purchase Plan.
  2. Canadian dollars.
  3. Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred Share Units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
  4. Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
  5. Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested.
  6. The deferred share units vest one third over three years beginning on the first anniversary of the grant date.
  7. The Options vest as to 12.5% starting on June 12, 2014; then 1/42 of the remaining 87.5% of the Options vest every month until the Options are fully vested.