Filing Details
- Accession Number:
- 0001140361-14-030345
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-01 10:45:27
- Reporting Period:
- 2014-07-08
- Filing Date:
- 2014-08-01
- Accepted Time:
- 2014-08-01 10:45:27
- Original Submission Date:
- 2014-07-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361852 | Donovan Jones | 2266 - 138A Street White Rock A1 V4A 9V5 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-07-08 | 2,170 | $1.25 | 344,450 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 342,280 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock options | $1.75 | 2012-06-14 | 2016-12-14 | 250,000 | 250,000 | Direct |
Common | Stock Options | $1.31 | 2014-06-12 | 2018-12-12 | 400,000 | 650,000 | Direct |
Common | Deferred Share Units | $0.00 | 2009-12-14 | 161,290 | 161,290 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-06-18 | 100,000 | 261,290 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-09-27 | 500,000 | 761,290 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-07-25 | 54,054 | 815,344 | Direct | |
Common | Deferred Share Units | $0.00 | 2012-07-19 | 34,216 | 849,560 | Direct | |
Common | Deferred Share Units | $0.00 | 2013-07-25 | 50,278 | 899,838 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-14 | 250,000 | 250,000 | Direct |
2018-12-12 | 400,000 | 650,000 | Direct |
161,290 | 161,290 | Direct | |
100,000 | 261,290 | Direct | |
500,000 | 761,290 | Direct | |
54,054 | 815,344 | Direct | |
34,216 | 849,560 | Direct | |
50,278 | 899,838 | Direct |
Footnotes
- These shares were purchased through an Employee Share Purchase Plan.
- Canadian dollars.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred Share Units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
- Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested.
- The deferred share units vest one third over three years beginning on the first anniversary of the grant date.
- The Options vest as to 12.5% starting on June 12, 2014; then 1/42 of the remaining 87.5% of the Options vest every month until the Options are fully vested.