Filing Details

Accession Number:
0001209191-14-049819
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-31 20:35:48
Reporting Period:
2014-07-30
Filing Date:
2014-07-31
Accepted Time:
2014-07-31 20:35:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417973 J Keith Sullivan 4698 Willow Road, Suite 100
Pleasanton CA 94588
Svp Of Ww Sales And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-30 2,500 $20.57 132,596 No 4 S Direct
Common Stock Disposition 2014-07-30 12,400 $21.66 120,196 No 4 S Direct
Common Stock Disposition 2014-07-30 100 $22.23 120,096 No 4 S Direct
Common Stock Disposition 2014-07-31 3,005 $20.24 117,091 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Keith J Sullivan (IRA) FCC as custodian
Common Stock 10,000 Indirect By Keith J Sullivan and Susan Sullivan JT Wros.
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.21 to $21.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.22 to $22.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Performance Stock Unit ("PSU"). The first PSU installment for 10,000 shares vested on May 7, 2014. PSU of 40,000 shares vests in four equal installments quarterly upon achievement of certain performance milestones.