Filing Details
- Accession Number:
- 0001209191-14-049819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 20:35:48
- Reporting Period:
- 2014-07-30
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 20:35:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417973 | J Keith Sullivan | 4698 Willow Road, Suite 100 Pleasanton CA 94588 | Svp Of Ww Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-30 | 2,500 | $20.57 | 132,596 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-30 | 12,400 | $21.66 | 120,196 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-30 | 100 | $22.23 | 120,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-31 | 3,005 | $20.24 | 117,091 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | By Keith J Sullivan (IRA) FCC as custodian |
Common Stock | 10,000 | Indirect | By Keith J Sullivan and Susan Sullivan JT Wros. |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.21 to $21.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.22 to $22.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Performance Stock Unit ("PSU"). The first PSU installment for 10,000 shares vested on May 7, 2014. PSU of 40,000 shares vests in four equal installments quarterly upon achievement of certain performance milestones.