Filing Details
- Accession Number:
- 0001209191-14-049782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 18:10:29
- Reporting Period:
- 2014-07-31
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 18:10:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291804 | Jean George | C/O Advanced Technology Ventures 500 Boylston Street, Suite 1380 Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-31 | 18,662 | $20.09 | 0 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2014-07-31 | 10,495 | $20.09 | 0 | No | 4 | S | Indirect | By Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By Fund |
Footnotes
- The shares held by ATV Associates VII, L.L.C. ("ATV LLC") prior to the transactions being reported on this Form 4 reflect the change in form of beneficial ownership of an aggregate of 18,662 shares previously reported as indirectly held through the reporting person's interests in Advanced Technology Ventures VII, L.P. ("ATV VII"), Advanced Technology Ventures VII (B), L.P. ("ATV VII(B)") and Advanced Technology Ventures VII (C) , L.P. ("ATV VII(C) and, collectively with ATV VII and ATV VII(B), the "ATV Funds"). Such shares were received by ATV LLC through pro-rata in-kind distributions of common stock of the issuer by each of the ATV Funds without consideration to their respective limited partners and ATV LLC, which serves as the general partner of each of the ATV Funds.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.05 to $20.15 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares were held directly and sold by ATV LLC. The reporting person is a managing director of ATV LLC and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
- These shares were held directly and sold by ATV Entrepreneurs VII, L.P. ("ATVE VII"). ATV LLC is the general partner of ATVE VII. The reporting person is a managing director of ATV LLC and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.