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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1437786	Immune Design Corp.	IMDZ	Pharmaceutical Preparations (2834)	262007174

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198332	Edward Penhoet	C/O Immune Design Corp. 1616 Eastlake Ave. E., Suite 310 Seattle WA 98102		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-07-29	733,943	$0.00	733,943	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2014-07-29	531,843	$0.00	1,265,786	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2014-07-29	611,620	$0.00	1,877,406	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2014-07-29	305,810	$0.00	2,183,216	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2014-07-29	299,559	$12.00	2,482,775	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2014-07-29	733,943	$0.00	733,943	$0.00
Common Stock	Series B Preferred Stock	Disposition	2014-07-29	531,843	$0.00	531,843	$0.00
Common Stock	Series C Preferred Stock	Disposition	2014-07-29	611,620	$0.00	611,620	$0.00
Series C Preferred Stock	Series C Preferred Stock Warrant (right to buy)	Disposition	2014-07-29	305,810	$0.00	305,810	$8.18
Common Stock	Series C Preferred Stock	Acquisiton	2014-07-29	305,810	$0.00	305,810	$0.00
Common Stock	Series C Preferred Stock	Disposition	2014-07-29	305,810	$0.00	305,810	$0.00

Remaning Holdings	Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0	2013-10-16	No	4	X	Indirect
305,810		No	4	X	Indirect
0		No	4	C	Indirect

Footnotes

Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date.
The securities are directly by Alta Partners VIII, L.P. ("Alta Partners"). Dr. Penhoet is a director of Alta Partners and may be deemed to have beneficial ownership of shares Alta Partners' interest in the Issuer. Dr. Penhoet disclaims beneficial ownership of shares held by entities affiliated with Alta Partners, except to the extent of his pecuniary interest therein.
The warrants were set to expire on the earlier of: (a) October 15, 2015, (b) the latter of (i) 30 days after delivery to the warrant holder of the interim study report of a specified clinical trial by the Issuer or (ii) 30 days after notice to the warrant holder of the commencement of patient recruitment for specified studies or trials by the Issuer, (c) a liquidation event of the Issuer or (d) the closing of the Issuer's initial public offering.