Filing Details
- Accession Number:
- 0000903423-14-000445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 17:21:46
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 17:21:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092839 | Dune Energy Inc | DUNR | Oil & Gas Field Services, Nec (1389) | 954737507 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860866 | David Bonderman | C/O Tpg Global, Llc 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | Yes | No | |
1099776 | G James Coulter | C/O Tpg Global, Llc 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | Yes | No | |
1539625 | Tpg Opportunities Advisors, Inc. | C/O Tpg Global, Llc 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-03 | 9,999 | $1.21 | 9,737,467 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- David Bonderman and James G. Coulter are officers and sole stockholders of TPG Opportunities Advisors, Inc. ("Opportunities Advisors" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Opportunity Fund I, L.P. ("Opportunity I"), which directly owns 6,820,726 shares of Common Stock of Dune Energy, Inc. (the "Issuer") reported herein (the "Opportunity I Shares"), and (ii) TPG Opportunity Fund III, L.P. ("Opportunity III" and, together with Opportunity I, the "TPG Funds"), which directly owns 2,916,741 shares of Common Stock of the Issuer reported herein (the "Opportunity III Shares" and, together with the Opportunity I Shares, the "Shares").
- Because of the Reporting Persons' relationship to the TPG Funds, the Reporting Persons may be deemed to beneficially own the Shares to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and TPG Fund disclaims beneficial ownership of the Shares, except to the extent of such Reporting Person's and TPG Fund's pecuniary interest therein, if any.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.