Filing Details
- Accession Number:
- 0001181431-14-027901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 17:09:29
- Reporting Period:
- 2014-07-29
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 17:09:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207927 | T John Dickson | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-29 | 1,250 | $56.79 | 1,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-29 | 1,250 | $72.19 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-07-29 | 1,250 | $52.84 | 1,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-29 | 1,250 | $72.14 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-07-29 | 1,250 | $0.00 | 1,250 | $56.79 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-07-29 | 1,250 | $0.00 | 1,250 | $52.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-07-31 | No | 4 | M | Direct | |
0 | 2014-10-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,975 | Indirect | By Trust |
Common Stock - Restricted Stock Units | 1,856 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $72.16 to $72.20. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares held under The Dickson Family Trust Agreement dated October 24, 2006, a trust of which the Reporting Person is a trustee and beneficiary.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.
- Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.