Filing Details
- Accession Number:
- 0001144204-14-046159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 16:53:33
- Reporting Period:
- 2014-07-21
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 16:53:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062273 | Spendsmart Networks Inc. | SSPC | Retail-Retail Stores, Nec (5990) | 330756798 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1552581 | Joseph Proto | 805 Aerovista Place, Suite 205 San Luis Obispo, CA 93401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-21 | 5,000 | $1.55 | 1,229,460 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-07-30 | 2,229 | $1.25 | 1,231,689 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- A portion of the amounts shown, totaling 777,465 shares of common stock, represent the beneficial ownership of the shares of the issuer's common stock underlying the Series C Convertible Preferred Stock and common stock purchase warrants owned by Windham-BMP Investment I, LLC ("Windham") which may be deemed attributable to Mr. Proto because Mr. Proto is a general partner of Windham.
- The securities were acquired by the Reporting Person's spouse and are held by the Reporting Person as a tenant by the entirety.
Billionaire Hedge Funds
