Filing Details
- Accession Number:
- 0001140361-14-030210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 16:05:07
- Reporting Period:
- 2014-06-16
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 16:05:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1229146 | Surrey Bancorp | SRYB | State Commercial Banks (6022) | 593772016 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245220 | H Robert Moody | 530 Montclair Drive Mount Airy NC 27030 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-16 | 497 | $13.00 | 104,466 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred | $0.00 | 17,872 | 7,786 | Direct | ||
Common Stock | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred | $0.00 | 7,920 | 7,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
17,872 | 7,786 | Direct | |
7,920 | 7,200 | Direct |
Footnotes
- Convertible into Common Stock
- Perpetual Preferred Stock
- Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
- Series D 5.0% Convertible Non-Cululative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.