Filing Details
- Accession Number:
- 0001104659-14-055326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 11:41:42
- Reporting Period:
- 2014-07-30
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 11:41:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1432196 | Pershing Gold Corp. | PGLC | Services-Motion Picture & Video Tape Production (7812) | 260657736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380896 | Trust Investments Gamma Frost | 4400 Biscayne Boulevard, 15Th Floor Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-30 | 441,177 | $0.00 | 53,772,527 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2014-07-30 | 176,470 | $0.00 | 176,470 | $0.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
176,470 | 2014-07-30 | 2017-01-30 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 441,177 Pershing Gold Units purchased by the reporting person at $0.34 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 0.40 shares of common stock.
- These securities are held by Frost Gamma Investments Trust, of which Phillip Frost, M.D., is the trustee and Frost Gamma Limited Partnership is the sole and exclusive beneficiary. Dr. Frost is one of two limited partners of Frost Gamma, L. P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation.