Filing Details
- Accession Number:
- 0001140361-14-029991
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 18:29:30
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 18:29:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566757 | Lisa Evans | 3438 Peachtree Road Ne Suite1800 Atlanta GA 30326 | Evp And Brand Leader | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-28 | 5,000 | $28.04 | 35,420 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 5,000 | $77.91 | 30,420 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-28 | 7,200 | $28.44 | 37,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 7,200 | $77.91 | 30,420 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-28 | 2,500 | $42.61 | 32,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 2,500 | $77.91 | 30,420 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-28 | 2,000 | $59.27 | 32,420 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 2,000 | $77.91 | 30,420 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-28 | 4,784 | $77.79 | 25,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-21 | 5,000 | $0.00 | 5,000 | $28.04 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-28 | 7,200 | $0.00 | 7,200 | $28.44 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-28 | 2,500 | $0.00 | 2,500 | $42.61 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-28 | 2,000 | $0.00 | 2,000 | $59.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-16 | No | 4 | M | Direct | |
| 0 | 2021-02-22 | No | 4 | M | Direct | |
| 0 | 2022-02-22 | No | 4 | M | Direct | |
| 0 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $77.73 to $78.14, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These options are exercisable in four equal installments, starting one year from the date of grant.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $77.79 to $77.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These options are fully exercisable.
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