Filing Details
- Accession Number:
- 0001140361-14-029987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 18:26:26
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 18:26:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454329 | F. Richard Westenberger | 3438 Peachtree Road Ne Suite1800 Atlanta GA 30326 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-28 | 400 | $16.84 | 48,038 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-28 | 400 | $77.80 | 47,638 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-07-28 | 6,500 | $28.04 | 54,138 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-28 | 6,500 | $77.80 | 47,638 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-28 | 400 | $0.00 | 400 | $16.84 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2014-07-28 | 6,500 | $0.00 | 6,500 | $28.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-06 | No | 4 | M | Direct | |
6,500 | 2020-02-16 | No | 4 | M | Direct |
Footnotes
- These options are fully exercisable.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $77.25 to $78.40, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.