Filing Details
- Accession Number:
- 0000059478-14-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 16:32:34
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 16:32:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 59478 | Lilly Eli & Co | LLY | Pharmaceutical Preparations (2834) | 350470950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463321 | Susan Mahony | Lilly Corporate Center Indianapolis IN 46285 | Svp & Pres., Lilly Oncology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-28 | 1,065 | $0.00 | 8,700 | No | 4 | M | Indirect | by husband |
| Common Stock | Acquisiton | 2014-07-28 | 1,175 | $0.00 | 9,875 | No | 4 | M | Indirect | by husband |
| Common Stock | Disposition | 2014-07-28 | 2,065 | $63.30 | 7,810 | No | 4 | S | Indirect | by husband |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by husband |
| No | 4 | M | Indirect | by husband |
| No | 4 | S | Indirect | by husband |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option 2/05 (right to buy) | Disposition | 2014-07-28 | 1,065 | $0.00 | 1,065 | $55.65 |
| Common Stock | Employee stock option 2/06 (right to buy) | Disposition | 2014-07-28 | 1,175 | $0.00 | 1,175 | $56.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-11 | 2015-02-10 | No | 4 | M | Indirect |
| 0 | 2009-02-10 | 2016-02-09 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,568 | Indirect | 401(k) - by husband |
| Common Stock | 52,798 | Direct | |
| Common Stock | 1,578 | Indirect | 401(k) |
Footnotes
- Reporting person disclaims beneficial ownership of these shares.
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