Filing Details
- Accession Number:
- 0000769993-14-000418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 14:02:41
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 14:02:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428340 | S Michael Sherwood | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | Vice Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-07-28 | 34,557 | $0.00 | 180,667 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-07-28 | 16,242 | $175.40 | 164,425 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-07-28 | 13,770 | $175.53 | 150,655 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-07-28 | 4,545 | $176.02 | 146,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2014-07-28 | 34,557 | $0.00 | 34,557 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 124,620 | Indirect | See footnote |
Footnotes
- On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.
- Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
- Reflects a weighted average sale price of $175.5332 per share, at prices ranging from $174.8750 to $175.8700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $176.0160 per share, at prices ranging from $175.8800 to $176.3700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held by spouse.
Billionaire Hedge Funds
