Filing Details
- Accession Number:
- 0001209191-14-049509
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 13:48:41
- Reporting Period:
- 2014-07-08
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 13:48:41
- Original Submission Date:
- 2014-07-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555692 | Hakan Orvell | 333 North Canyon Parkway Livermore CA 94551 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-08 | 19,025 | $0.50 | 19,025 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-08 | 19,025 | $10.53 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-07-08 | 19,025 | $0.00 | 19,025 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
103,197 | 2018-01-18 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This report is being amended to correct the reported number of securities. The amount erroneously reported previously was 26,025 and the correct number is 19,025.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.65 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option award is fully vested and immediately exercisable.