Filing Details
- Accession Number:
- 0001209191-14-049508
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-07-30 13:40:00
- Reporting Period:
- 2014-07-21
- Filing Date:
- 2014-07-30
- Accepted Time:
- 2014-07-30 13:40:00
- Original Submission Date:
- 2014-07-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383571 | Globe Specialty Metals Inc | GSM | Primary Smelting & Refining Of Nonferrous Metals (3330) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323226 | Alan Kestenbaum | C/O Globe Specialty Metals, Inc. 600 Brickell Avenue, Ste 1500 Miami FL 33131 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-21 | 25,000 | $20.27 | 9,661,003 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-22 | 71,891 | $20.93 | 9,589,112 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The average sales price over several transactions is $20.2687: 300 @ $20.12; 900 @ $20.13; 700 @ $20.14; 100 @ $20.145; 1200 @ $20.15; 1600 @ $20.16; 900 @ $20.17; 1400 @ $20.18; 1700 @ $20.19; 1700 @ $20.20; 1100 @ $20.21; 1300 @ $20.22; 1300 @ $20.23; 700 @ $20.24; 300 @ $20.26; 600 @ $20.265; 100 @ $20.27; 300 @ $20.28; 100 @ $20.285; 200 @ $20.29; 200 @ $2.295; 1100 @ $20.30; 600 @ $20.31; 100 @ $20.315; 900 @ $20.32; 100 @ $20.325; 500 @ $20.33; 600 @ $20.34; 300 @ $20.35; 200 @ $20.38; 100 @ $20.39; 100 @ $20.40; 500 @ $20.42; 100 @ $20.43; 200 @ $20.49; 200 @ $20.50; 100 @ $20.51; 978 @ $20.52; 22 @ $20.53; 100 @ $20.54; 300 @ $20.55; 200 @ $20.57; 100 @ $20.59; 200 @ $20.60; 100 @ $20.61; 100 @ $20.62; 400 @ $20.63; 100 @ $20.65.
- This amendment is being filed to correct the amount of securities beneficially owned following the reported transactions based on an amendment to the information concerning securities sold on 7/11/2014.
- The average sales price over several transactions is $20.9306: 100 @ $20.545; 400 @ $20.56; 300 @ $20.57; 200 @ $20.58; 100 @ $20.60; 200 @ $20.605; 300 @ $20.61; 300 @ $20.62; 200 @ $20.625; 100 @ $20.635; 100 @ $20.64; 300 @ $20.67; 200 @ $20.68; 100 @ $20.69; 700 @ $20.73; 100 @ $20.735; 4100 @ $20.74; 2100 @ $20.75; 300 @ $20.755; 2686 @ $20.76; 700 @ $20.765; 3845 @ $20.77; 100 @ $20.775; 1797 @ $20.78; 200 @ $20.785; 1900 @ $20.79; 200 @ $20.795; 1300 @ $20.80; 300 @ $20.81; 300 @ $20.82; 200 @ $20.83; 600 @ $20.84; 272 @ $20.85; 400 @ $20.86; 7116 @ $21.00; 4200 @ $21.005; 5092 @ $21.01; 4434 @ $21.015; 6330 @ $21.02; 1700 @ $21.025; 1300 @ $21.03; 6815 @ $21.04; 1600 @ $21.045; 3785 @ $21.05; 100 @ $21.055; 600 @ $21.06; 1800 @ $21.07; 500 @ $21.075; 1519 @ $21.08.