Filing Details
- Accession Number:
- 0001140361-14-029749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-29 17:48:53
- Reporting Period:
- 2014-07-29
- Filing Date:
- 2014-07-29
- Accepted Time:
- 2014-07-29 17:48:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-29 | 51,143 | $7.27 | 1,248,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-29 | 94,850 | $62.38 | 1,153,689 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-29 | 22,294 | $0.00 | 1,131,395 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-29 | 51,143 | $0.00 | 51,143 | $7.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 421,412 | Indirect | See Footnotes |
| Common Stock | 5,500 | Indirect | See Footnotes |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 29, 2014. The actual sale prices ranged from a low of $62.04 to a high of $62.84. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents charitable contribution of shares.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
- The reporting person disclaims beneficial ownership of some or all of these shares.
- Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
- This form does not include 121,300 shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
- Immediately.
Billionaire Hedge Funds
