Filing Details
- Accession Number:
- 0000950142-14-001646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-29 16:50:01
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-07-29
- Accepted Time:
- 2014-07-29 16:50:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1580156 | Houghton Mifflin Harcourt Co | HMHC | Books: Publishing Or Publishing & Printing (2731) | 271566372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585336 | Mickey Brook Colangelo | 222 Berkeley Street Boston MA 02116 | See Remarks. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-28 | 1,668 | $12.50 | 1,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 1,668 | $17.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-28 | 2,498 | $13.48 | 2,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-28 | 2,498 | $17.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-07-28 | 1,668 | $0.00 | 1,668 | $12.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-07-28 | 2,498 | $0.00 | 2,498 | $13.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2020-01-07 | No | 4 | M | Direct | |
| 157,502 | 2020-07-25 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- 25% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest in three equal installments on January 7, 2015, January 7, 2016 and January 7, 2017, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company").
- 25% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest in three equal installments on July 25, 2015, July 25, 2016 and July 25, 2017, subject to continued employment with the Company.
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