Filing Details
- Accession Number:
- 0000350894-14-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-29 14:32:52
- Reporting Period:
- 2014-07-25
- Filing Date:
- 2014-07-29
- Accepted Time:
- 2014-07-29 14:32:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1101311 | Dennis Mcgonigle | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2014-07-25 | 12,937 | $21.55 | 665,241 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2014-07-28 | 12,063 | $21.55 | 677,304 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-25 | 12,937 | $36.00 | 664,367 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-28 | 12,063 | $35.80 | 652,304 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-07-25 | 12,937 | $21.55 | 12,937 | $21.55 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-07-28 | 12,063 | $21.55 | 12,063 | $21.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,063 | 2005-12-14 | 2014-12-14 | No | 4 | M | Direct |
25,000 | 2005-12-14 | 2014-12-14 | No | 4 | M | Direct |