Filing Details
- Accession Number:
- 0001124165-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-28 16:24:14
- Reporting Period:
- 2014-07-24
- Filing Date:
- 2014-07-28
- Accepted Time:
- 2014-07-28 16:24:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124165 | T Thomas Stallkamp | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2014-07-24 | 4,280 | $57.06 | 10,759 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2014-07-24 | 4,020 | $54.82 | 14,779 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2014-07-24 | 8,300 | $76.82 | 6,479 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2014-07-24 | 4,280 | $0.00 | 4,280 | $57.06 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2014-07-24 | 4,020 | $0.00 | 4,020 | $54.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-01 | 2017-05-01 | No | 4 | M | Direct |
| 0 | 2012-05-08 | 2022-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 22,600 | Indirect | Spousal Lifetime Access Trust |
Footnotes
- Price reflects weighted average sales price. Range of prices for transactions are $76.81 through $76.82. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
Billionaire Hedge Funds
