Filing Details
- Accession Number:
- 0001140361-14-029453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-25 19:40:09
- Reporting Period:
- 2014-07-25
- Filing Date:
- 2014-07-25
- Accepted Time:
- 2014-07-25 18:40:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512454 | H Bradley Stein | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Svp, Gc & Chiefcomplianceoff | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-25 | 3,765 | $38.31 | 35,048 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-25 | 1,135 | $7.27 | 36,183 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-25 | 830 | $25.16 | 37,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-25 | 9,360 | $61.41 | 27,653 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-25 | 3,765 | $0.00 | 3,765 | $38.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-25 | 1,135 | $0.00 | 1,135 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-25 | 830 | $0.00 | 830 | $25.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-11 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct | |
| 2,402 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 25, 2014. The actual sale prices ranged from a low of $60.78 to a high of $61.86. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Immediately.
Billionaire Hedge Funds
