Filing Details
- Accession Number:
- 0001209191-14-049073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-25 17:14:10
- Reporting Period:
- 2014-07-23
- Filing Date:
- 2014-07-25
- Accepted Time:
- 2014-07-25 17:14:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539492 | F Eric Grossman | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-23 | 35,000 | $22.98 | 141,790 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-23 | 35,000 | $32.90 | 106,790 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-07-23 | 35,000 | $0.00 | 35,000 | $22.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
302,070 | 2018-01-22 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.81 to $33.05, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options vest and become exercisable in three equal annual installments beginning on January 27, 2014.