Filing Details
- Accession Number:
- 0000895813-14-000195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-25 14:56:31
- Reporting Period:
- 2014-07-24
- Filing Date:
- 2014-07-25
- Accepted Time:
- 2014-07-25 14:56:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548048 | Biff Bowman | 50 S. Lasalle Street Chicago IL 60603 | Executive Vice President /Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-24 | 3,022 | $52.10 | 20,241 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-24 | 3,022 | $66.95 | 17,219 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2014-07-24 | 3,022 | $0.00 | 3,022 | $52.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,023 | 2016-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,422 | Direct | |
Common Stock | 548 | Indirect | 401(k) as of 6-30-2014 |
Footnotes
- This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- These options became exercisable in four equal annual installments beginning on 2/21/2007.