Filing Details

Accession Number:
0001225208-14-017444
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-25 13:40:53
Reporting Period:
2014-07-23
Filing Date:
2014-07-25
Accepted Time:
2014-07-25 13:40:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345567 J Timothy Keenan 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp, Gen. Counsel & Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-23 16,776 $16.02 44,174 No 4 M Direct
Common Stock Disposition 2014-07-23 1,862 $46.91 42,312 No 4 S Direct
Common Stock Disposition 2014-07-23 16,776 $46.92 25,536 No 4 S Direct
Common Stock Disposition 2014-07-23 1,999 $46.60 0 No 4 S Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2014-07-23 16,776 $0.00 16,776 $16.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 15,822 15,822 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 9,154 9,154 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 10,291 10,291 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 14,278 14,278 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 17,505 17,505 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.79 2016-12-04 16,077 16,077 Direct
Common Stock Employee Stock Option (Right-to-Buy) $14.15 2018-12-04 28,037 28,037 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.65 2017-12-06 14,200 14,200 Direct
Common Stock Phantom Units $0.00 4,523 4,523 Direct
Common Stock Restricted Stock Units $0.00 2017-01-23 2,716 2,716 Direct
Common Stock Restricted Stock Units $0.00 2016-01-24 2,670 2,670 Direct
Common Stock Restricted Stock Units $0.00 2015-01-26 2,017 2,017 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 15,822 15,822 Direct
2024-01-23 9,154 9,154 Direct
2023-01-24 10,291 10,291 Direct
2022-01-26 14,278 14,278 Direct
2019-12-03 17,505 17,505 Direct
2016-12-04 16,077 16,077 Direct
2018-12-04 28,037 28,037 Direct
2017-12-06 14,200 14,200 Direct
4,523 4,523 Direct
2017-01-23 2,716 2,716 Direct
2016-01-24 2,670 2,670 Direct
2015-01-26 2,017 2,017 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.70 to $47.14. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.57 to $47.23. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  3. Amended and Restated Year 2000 Stock Incentive Plan: 27,973 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 4,165 restricted shares that vested effective December 4, 2009; 3,557 restricted shares that vested effective December 6, 2010; 6,455 restricted shares that vested effective December 4, 2011; 7,261 restricted shares that vested in three equal annual installments beginning on December 3, 2010; and 6,535 restricted shares that vested in three equal annual installments beginning on January 20, 2012. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  4. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.41 to $46.69. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  5. 2000 Stock Incentive Plan: This option is 100% vested.
  6. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  7. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
  8. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
  9. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
  10. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
  11. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
  12. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
  13. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  14. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
  15. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 24, 2014.
  16. Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
  17. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 26, 2013.