Filing Details

Accession Number:
0001209191-14-048866
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-24 17:21:51
Reporting Period:
2014-07-22
Filing Date:
2014-07-24
Accepted Time:
2014-07-24 17:21:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593932 C Christopher Crum 6220 Stoneridge Mall Rd
Pleasanton CA 94588
Svp, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2014-07-22 1,000 $10.52 5,000 No 4 M Direct
Class B Common Stock Acquisiton 2014-07-22 6,000 $22.40 11,000 No 4 M Direct
Class B Common Stock Acquisiton 2014-07-22 5,625 $20.00 16,625 No 4 M Direct
Class B Common Stock Disposition 2014-07-22 12,625 $27.32 4,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-07-22 1,000 $0.00 1,000 $10.52
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-07-22 6,000 $0.00 6,000 $22.40
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-07-22 5,625 $0.00 5,625 $20.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-05 No 4 M Direct
6,000 2018-10-18 No 4 M Direct
16,875 2020-03-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 577 Direct
Footnotes
  1. Transaction executed in multiple trades at prices ranging from $28.28 to $28.375 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. The Class A common stock were acquired on 04/30/14 pursuant to the Blackhawk Network Holdings, Inc. 2013 Employee Stock Purchase Plan ("ESPP"). The ESPP shares were acquired in transactions exempt from Section 16(b).
  3. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of May 5, 2009, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  4. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  5. The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.