Filing Details
- Accession Number:
- 0001181431-14-027296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-24 15:35:16
- Reporting Period:
- 2014-07-23
- Filing Date:
- 2014-07-24
- Accepted Time:
- 2014-07-24 15:35:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171767 | W James Owens | Caterpillar Inc. 300 Hamilton Blvd., Suite 202 Peoria IL 61629 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-23 | 4,000 | $82.70 | 5,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-23 | 18 | $193.79 | 4,982 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-23 | 1,700 | $193.80 | 3,282 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | BOD Stock Option (right to buy) | Disposition | 2014-07-23 | 4,000 | $0.00 | 4,000 | $82.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-01 | 2016-04-30 | No | 4 | M | Direct |
Footnotes
- This grant vested in four equal annual installments; the last installment vested on the date shown above.