Filing Details
- Accession Number:
- 0001209191-14-048758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-23 22:24:20
- Reporting Period:
- 2014-07-21
- Filing Date:
- 2014-07-23
- Accepted Time:
- 2014-07-23 21:24:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607459 | K Christopher Cox | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-07-21 | 9,376 | $0.00 | 617,372 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-07-21 | 42,521 | $68.84 | 574,851 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2014-07-21 | 9,376 | $0.00 | 9,376 | $2.95 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2014-07-21 | 9,376 | $0.00 | 9,376 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-07-21 | 9,376 | $0.00 | 9,376 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-18 | No | 4 | M | Direct | |
| 9,376 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 144,224 | Indirect | By the Christopher K. Cox Revocable Trust |
| Class A Common Stock | 29,216 | Indirect | By the Christopher K. Cox 2009 Annuity Trust |
Footnotes
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of vested stock options.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox Revocable Trust.
- Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox 2009 Annuity Trust.
- The option was 100% vested on July 15, 2014.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
Billionaire Hedge Funds
