Filing Details
- Accession Number:
- 0001181431-14-027269
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-23 18:42:50
- Reporting Period:
- 2014-07-21
- Filing Date:
- 2014-07-23
- Accepted Time:
- 2014-07-23 18:42:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422484 | H James Mackaness | C/O Iridex Corporation 1212 Terra Bella Avenue Mountain View CA 94043 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-21 | 1,000 | $4.31 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-21 | 1,000 | $7.62 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2014-07-21 | 1,000 | $0.00 | 1,000 | $4.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,000 | 2017-04-29 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.61 to $7.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
