Filing Details
- Accession Number:
- 0001181431-14-027235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-23 17:00:05
- Reporting Period:
- 2014-07-21
- Filing Date:
- 2014-07-23
- Accepted Time:
- 2014-07-23 17:00:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209491 | G Brian Rogan | The Bank Of New York Mellon Corporation One Wall Street New York NY 10286 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-21 | 111,321 | $32.21 | 690,495 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-21 | 111,321 | $38.32 | 579,174 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-21 | 100,000 | $18.02 | 679,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-21 | 100,000 | $38.31 | 579,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 03/09/2005 Stock Options | Disposition | 2014-07-21 | 111,321 | $0.00 | 111,321 | $32.21 |
| Common Stock | 03/09/2009 Stock Options | Disposition | 2014-07-21 | 100,000 | $0.00 | 100,000 | $18.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-03-09 | 2015-03-09 | No | 4 | M | Direct |
| 49,018 | 2010-03-09 | 2019-03-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,279 | Indirect | By 401(k) Plan |
Footnotes
- Represents the weighted average price of shares sold with actual prices ranging from $38.25 to $38.405. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Represents the weighted average price of shares sold with actual prices ranging from $38.25 to $38.395. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Holdings reported as of 05/07/2014.
- Grant of Stock Options under the Long-Term Incentive Plan. Grant exercisable in annual installments of one-fourth each beginning on date indicated.
- Not Applicable.
Billionaire Hedge Funds
