Filing Details
- Accession Number:
- 0000950138-14-000557
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-07-21 16:31:35
- Reporting Period:
- 2007-06-20
- Filing Date:
- 2014-07-21
- Accepted Time:
- 2014-07-21 16:31:35
- Original Submission Date:
- 2007-06-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267420 | Mark Bottini | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York NY 10011 | V.p. And Director Of Stores | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2007-06-20 | 917 | $13.23 | 4,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-06-20 | 917 | $40.31 | 4,010 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2007-06-20 | 917 | $0.00 | 917 | $13.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-23 | No | 4 | M | Direct |
Footnotes
- The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number.
- One fourth of these options became exercisable on July 24 of each of the years 2003 through 2006.
Billionaire Hedge Funds
