Filing Details
- Accession Number:
- 0001144204-14-043783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-18 18:38:13
- Reporting Period:
- 2014-07-02
- Filing Date:
- 2014-07-18
- Accepted Time:
- 2014-07-18 18:38:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379006 | Nanoviricides Inc. | NNVC | Services-Commercial Physical & Biological Research (8731) | 760674577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580568 | Milton Boniuk | C/O Nanoviricides, Inc. 135 Wood Street, Suite 205 West Haven CT 06516 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2014-07-17 | 28,572 | $3.50 | 658,963 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 | Acquisiton | 2014-07-17 | 28,572 | $3.50 | 314,286 | No | 4 | P | Indirect | Held by Boniuk Interests, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Held by Boniuk Interests, Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Coupon Series C Convertible Debenture | Acquisiton | 2014-07-02 | 1 | $5,000,000.00 | 952,381 | $5.25 |
Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2014-07-11 | 187,000 | $0.00 | 654,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1 | No | 4 | A | Indirect | ||
187,000 | No | 4 | A | Indirect |
Footnotes
- The shares of common stock were acquired upon exercise of warrants issued to the Reporting Person on September 11, 2013.
- Held by the Reporting Person and his wife Laurie Boniuk.
- Does not include warrants to purchase an additional 542,856 shares of common stock, 314,286 shares of common stock held in the name of Boniuk Interests, Ltd., warrants to purchase an additional 257,142 shares of common stock held in the name of Boniuk Interests, Ltd., 190,477 shares of common stock held by Boniuk Charitable Foundation, 100 shares of common stock issuable upon exercise of warrants that are currently exercisable, an indeterminate number of shares of common stock issuable upon conversion of debentures held by Boniuk Interests Ltd. and Boniuk Charitable Foundation that are currently exercisable, 952,381 shares of common stock issuable upon conversion of a debenture and 654,500 shares of common stock underlying shares of Series A Preferred Stock which are not readily exercisable held by Milton Boniuk IRA.
- See Note 3 regarding the explanation of the Reporting Person's other holdings of the Issuer's securities
- The securities are presently exercisable.
- The derivative securities do not expire.