Filing Details
- Accession Number:
- 0001209191-14-047964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-17 19:31:10
- Reporting Period:
- 2013-10-14
- Filing Date:
- 2014-07-17
- Accepted Time:
- 2014-07-17 19:31:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297976 | David Thomson | 28903 North Avenue Paine Valencia CA 91355 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2014-06-27 | 247,000 | $0.00 | 349,286 | No | 4 | A | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2014-06-27 | 128,886 | $10.00 | 220,400 | No | 4 | F | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2014-07-17 | 30,000 | $1.69 | 250,400 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2014-07-17 | 30,000 | $9.42 | 220,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-10-14 | 60,000 | $0.00 | 60,000 | $1.69 |
Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-11-21 | 90,000 | $0.00 | 90,000 | $6.85 |
Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2014-06-27 | 80,000 | $0.00 | 80,000 | $1.69 |
Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2014-06-27 | 180,000 | $0.00 | 180,000 | $6.85 |
Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2014-07-17 | 30,000 | $0.00 | 30,000 | $1.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2013-10-14 | 2022-05-17 | No | 4 | A | Direct |
90,000 | 2013-11-21 | 2023-05-23 | No | 4 | A | Direct |
110,000 | 2014-06-27 | 2022-05-17 | No | 4 | A | Direct |
180,000 | 2014-06-27 | 2023-05-23 | No | 4 | A | Direct |
80,000 | 2013-11-21 | 2022-05-17 | No | 4 | M | Direct |
Footnotes
- The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units.
- Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.
- Transaction occurred pursuant to Rule 10B5-1 Plan.
- On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On October 14, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On November 21, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option
- On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.