Filing Details

Accession Number:
0001209191-14-047964
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-17 19:31:10
Reporting Period:
2013-10-14
Filing Date:
2014-07-17
Accepted Time:
2014-07-17 19:31:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899460 Mannkind Corp MNKD Pharmaceutical Preparations (2834) 133607736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297976 David Thomson 28903 North Avenue Paine
Valencia CA 91355
Vp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2014-06-27 247,000 $0.00 349,286 No 4 A Direct
Common Stock, $0.01 Par Value Disposition 2014-06-27 128,886 $10.00 220,400 No 4 F Direct
Common Stock, $0.01 Par Value Acquisiton 2014-07-17 30,000 $1.69 250,400 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2014-07-17 30,000 $9.42 220,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Employee Stock Option (right to buy) Acquisiton 2013-10-14 60,000 $0.00 60,000 $1.69
Common Stock, $.01 Par Value Employee Stock Option (right to buy) Acquisiton 2013-11-21 90,000 $0.00 90,000 $6.85
Common Stock, $.01 Par Value Employee Stock Option (right to buy) Acquisiton 2014-06-27 80,000 $0.00 80,000 $1.69
Common Stock, $.01 Par Value Employee Stock Option (right to buy) Acquisiton 2014-06-27 180,000 $0.00 180,000 $6.85
Common Stock, $.01 Par Value Employee Stock Option (right to buy) Disposition 2014-07-17 30,000 $0.00 30,000 $1.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2013-10-14 2022-05-17 No 4 A Direct
90,000 2013-11-21 2023-05-23 No 4 A Direct
110,000 2014-06-27 2022-05-17 No 4 A Direct
180,000 2014-06-27 2023-05-23 No 4 A Direct
80,000 2013-11-21 2022-05-17 No 4 M Direct
Footnotes
  1. The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units.
  2. Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.
  3. Transaction occurred pursuant to Rule 10B5-1 Plan.
  4. On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On October 14, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.
  5. On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On November 21, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option
  6. On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
  7. On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.