Filing Details
- Accession Number:
- 0001437749-14-012944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-17 17:37:45
- Reporting Period:
- 2014-07-03
- Filing Date:
- 2014-07-17
- Accepted Time:
- 2014-07-17 17:37:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210301 | H John Dalton | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-07-03 | 3,900 | $7.55 | 109,775 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-07-03 | 5,000 | $7.55 | 114,775 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-07-07 | 2,500 | $7.45 | 117,275 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchased in open market transactions.
- 19,312 shares of Class A Common Stock are represented by 19,312 restricted stock units ("RSU"s) granted under the BGC Partners, Inc. Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 19,312 RSUs, (i) 7,599 RSUs were granted on December 17, 2012, and will vest on December 17, 2014; (ii) 4,570 RSUs were granted on June 4, 2013, and will vest on June 4, 2015; and (iii) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016, provided that the reporting person continues to serve as a member of the Board of Directors on each of such dates.