Filing Details
- Accession Number:
- 0001179110-14-011796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-16 20:51:39
- Reporting Period:
- 2014-07-14
- Filing Date:
- 2014-07-16
- Accepted Time:
- 2014-07-16 20:51:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-14 | 25,000 | $34.90 | 307,981 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Common Stock | Disposition | 2014-07-14 | 10,000 | $33.83 | 4,931 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2014-07-15 | 4,931 | $35.15 | 0 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by R&C Newman Revocable Trust |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,145 | Indirect | by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT |
Common Stock | 39,145 | Indirect | by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT |
Common Stock | 15,636 | Indirect | by John E. Newman (son) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
Common Stock | Restricted Stock Unit | $0.00 | 4,112 | 4,112 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-12-01 | 49,141 | 49,141 | Indirect |
2016-12-02 | 15,989 | 15,989 | Indirect |
2017-05-28 | 14,558 | 14,558 | Indirect |
2018-03-03 | 13,416 | 13,416 | Indirect |
4,112 | 4,112 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to 10b5-1 trading plans adopted on August 13, 2013.
- This transaction was executed in multiple trades at prices ranging from $34.90 to $34.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $33.80 to $33.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The option vested in three equal annual installments beginning on December 1, 2009.
- The option vested in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest on March 5, 2015.